Privacy Policy

About Us

CDX Advisors LLC (“Advisors”, or, “the Firm”) is a broker dealer registered with the United States Securities & Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (www.finra.org).

 

Advisors provides investment banking advisory services to companies seeking strategic alternatives such as a merger or an acquisition, and access to institutional accounts through private placement services when those companies seek capital to expand or manage their business.

 

From time to time, Advisors may also act as a finder for those investors who are seeking to acquire or sell privately issued securities in the secondary market.

 

Advisors typically does not conduct business with retail or individual investors.

 

Privacy Policy

Advisors is committed to protecting and respecting your privacy. Advisors uses technological and procedural measures that the Firm believes to be reasonably designed to ensure that your personal information is adequately protected against unauthorized access or use. By accessing this Site you agree that Advisors may disclose any information that may be collected from you to any member of the Cyndx enterprise, including and Cyndx HoldCo Inc., the parent of Advisors and Cyndx Networks LLC, an affiliate.

 

Advisors makes all reasonable efforts to maintain physical, electronic, and administrative safeguards to protect Personal Information from unauthorized or inappropriate access but cannot guarantee confidentiality or security of the personal information and other information being provided. Advisors does not control the internet, which is not secure and is subject to disruptions, unauthorized access and hacking. Therefore, Advisors makes no warranty to you, express or implied, regarding the security of the Site, including with respect to the ability of unauthorized persons to intercept or access information transmitted by you through the Internet.

 

Advisors disclaims all liability on account of any loss or damage that any user may suffer or incur on account of any alteration or manipulation of any data or information accessed or downloaded from this Site.

 

Anti-Money Laundering and Other Regulatory Requirements

Advisors is a broker dealer registered with the United States Securities & Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (“FINRA”). As such, Advisors is required to gather and confirm certain information necessary to verify the identity of persons and entities with which Advisors conducts business to ensure that it does not inadvertently provide criminal or terrorist elements the opportunity to access the US financial system. Accordingly, Advisors is required to collect, record and verify identification information about those individuals and legal entities with which it conducts business. Part of this verification process may include Advisors making queries to third party sources to verify information.

 

Advisors will share your Personal Information upon request or demand from the SEC or FINRA.

 

Citizens of Countries that are Members of the European Union

If you are a citizen of an EU Member Country, you acknowledge and agree that your access to this Site serves as your affirmative consent for Advisors to collect, transfer, store and share your personal information. You acknowledge and agree that Advisors may share your personal information with its affiliate, Cyndx Networks LLC, and / or its parent, Cyndx HoldCo Inc., or any other affiliated entity. Advisors will not share your Personal Information with unaffiliated third parties.

 

Advisors does not, in the ordinary course, offer investment opportunities to individual investors. Advisors will, however, collect personal information when conducting diligence on companies and key management personnel, in which case such Personal Information may include name, address, tax identification number, contact information and professional experience.

 

As a citizen of an EU Member Country, you are protected under the rules of the General Data Protection Regulation (“GDPR”). The GDPR provides you with certain important rights, including:

 

  1. the right to obtain information regarding the processing of your Personal Data and access to the Personal Data which Advisors or its affiliates hold about you;
  2. the right to revoke your consent to the processing of your Personal Data at any time;
  3. the right to receive some Personal Data in a structured, commonly used and machine-readable format and/or request that we transmit those data to a third party where this is technically feasible;
  4. the right to request that Advisors corrects or amends your Personal Data if it is inaccurate or incomplete;
  5. the right to request that Advisors deletes your Personal Data in certain circumstances; and
  6. the right to lodge a complaint with the relevant data protection regulator if you believe that Advisors has infringed upon any of your rights.

 

Notwithstanding the above, there may be circumstances that will preclude Advisors from processing or deleting your Personal Information. Advisors may be legally prohibited from doing so. For example, SEC and FINRA rules require that broker dealers maintain information for a proscribed period of time. You acknowledge and agree that Advisors may be required to retain your personal information in order to comply with these regulatory requirements.

 

You can communicate with Advisors to exercise your rights under the GDPR, by emailing: privacy[at]cdxadvisors.com.