Terms and Conditions
Not a Solicitation: Nothing contained in this Site constitutes an offer to sell or a solicitation of an offer to buy any securities, financial instruments or financial services. You may not rely on any part of the Site to be any part of the basis for an investment decision.
No Advice: Nothing contained in this Site constitutes investment, legal or tax advice nor should you rely on anything in this Site when making an investment decision.
Linked Sites: CDX Advisors has, in certain instances, provided web links to third party sites. Some of those sites may be unaffiliated third party sites. In addition, third party sites may be linked to this Site, with or without the consent of Advisors. Advisors makes no warranty or representations regarding any of the content (content includes information, products or services offered through) of any unaffiliated third party site.
No Warranties: While CDX Advisors has made great efforts to ensure that the content is accurate, neither it nor its parent, affiliates, or any of its respective members, managers, officers, directors, employees or agents (collectively, the “Advisors’ Parties”) are responsible for, or make any representation or warranty as to the accuracy, usefulness, availability, reliability or completeness of any content or information contained on the Site. You agree and acknowledge that the content provided on the Site is “As Is”. Advisors disclaims, to the fullest extent allowed by law, any and all express and implied warranties, including, but not limited to, implied warranties of merchantability, and fitness for a particular purpose. Neither Advisors nor the Advisor Parties makes any guarantee as to the accuracy, reliability, quality, timeliness, usefulness or continued availability of the Site or its content or that the Site will operate error free.
No Liability: In no event shall CDX Advisors, its parent, affiliates, or any of its agents, directors, employees, or officers be responsible for any damages, liabilities or injury, including, but not limited to, consequential, incidental, indirect, multiple, punitive, special, or other damages, however caused, in tort or contract, arising from the use or inability to use this Site.
Indemnification: As a condition to your use of this Site, you agree to indemnify and hold harmless CDX Advisors and all of the Advisors Parties from and against any and all actions, claims, losses, damages and liabilities and expenses (including attorney’s fees and all fees incurred in conducting an investigation in preparation of a defense). In the event that your use of the Site gives rise to any third party claim against you or an Advisors Party, you agree to indemnify and hold harmless the Advisors Parties with respect to any such claim; release the Advisors Parties from any such claim; and waive all laws that might limit the efficacy of such release.
Geographic Reach: The content of this Site is directed at institutional investors in the United States. This Site is operated and controlled by Advisors from its offices in New York, New York. Advisors makes no representations or warranties that the content is appropriate or available for use in other geographic locations or that access to the content is not illegal or prohibited. Those who choose to access the Site from other locations do so on their own initiative and are responsible for establishing the legality, usability, correctness of any information or materials under any or all jurisdictions and the compliance of that information or materials with local laws, if and to the extent the local laws are applicable. The content provided in or accessible through the Site is not intended for distribution or use where such distribution or use is contrary to law or regulation or which would subject Advisors to any registration, capital adequacy or other requirement within such jurisdiction or country. Advisors reserves the right to limit access to the Site to any entity, geographic region or jurisdiction.
Proprietary Rights: All right, title, and interest in this Site and any content contained herein is the exclusive property of Advisors, except as otherwise stated. This Site is for your personal use only – you may print, copy and download any information or portion of this Site for your use as a prospective corporate client or investor. You may not modify copy, distribute, transmit, display, perform, re-produce, publish, license, frame, create derivative works from, transfer, or otherwise use in any other way for commercial or public purposes in whole or in part any information, software, products or services obtained from this Site, except for the purposes expressly provided herein, without Advisors’ prior written approval.
Revisions to Site: Advisors reserves the right to amend, edit, re-design, revoke access to, add to or remove from any and all of the content of this Site, or the Terms and Conditions of this Site, in its sole discretion, at any time, without notice or liability.
Monitoring of Site: Advisors expressly reserves the right to monitor any and all use of this Site. Advisors is under no obligation to do so and assumes no responsibility or liability arising from monitoring or failing to monitor this Site.
Jurisdiction / Forum
USA Patriot Act
Information: As a regulated financial services institution, Advisors is subject to the requirements of the USA Patriot Act. USA Advisors does not maintain accounts on behalf of the investors that it contacts regarding investment opportunities. The client in all CDX investment banking transactions is the company issuing securities or evaluating strategic alternatives. However, Advisors believes that it is the entity best positioned in the transaction to fulfill the important obligation of verifying the identity of the investor to ensure that criminal or terrorist elements to not access the US financial system through a transaction in which Advisors served as placement agent or strategic advisor. Therefore, in the event that you participate in a financial transaction in which Advisors plays a role, you will be asked to provide certain information that Advisors will use to verify your identity. Advisors may also ask you to provide copies of certain documents, such as articles of incorporation or other formation documents to assist in this important verification process.